Former Wells Fargo rep expelled for blowing off FINRA probe

Another former bank rep has been booted out of the industry for refusing to comply with a FINRA investigation.

Kerbye Arthur, a broker associate who worked for Wells Fargo in Greenacres, Florida, was barred for ignoring FINRA’s repeated requests for documents and information it needed to investigate allegations that she made inaccurate statements on a mortgage gift letter, according to her recent settlement with the regulator.

Source:

https://www.bankinvestmentconsultant.com/news/former-wells-fargo-rep-expelled-for-blowing-off-finra-probe

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